Impact of Federal Government Shutdown on Nursing Home Survey & Certification

In the wake of the federal government shutdown that began on October 1, 2013, CMS issued guidance to the State Agencies regarding nursing home surveys and other compliance matters. The letter, “Contingency Plans – State Survey & Certification Activities in the Event of Federal Government Shutdown” (Ref: S&C: 14-02-ALL), outlines the functions that are affected by the shutdown. This post provides an outline of the functions that affect nursing facilities.

  • Activities Not Supported During a Federal Government Shutdown
    • Standard surveys may not be performed
    • Revisit surveys may not occur (unless they are required to prevent the termination of Medicare participation)
    • Initial surveys cannot be performed
    • Actions relating to Initial Certification via Deemed Status may not be completed
    • Validation surveys for CMS-approved accrediting organizations should not happen
    • Complaint Investigations – unless they are alleging immediate jeopardy or actual harm to individuals – may not be performed
    • MDS and OASIS activities cannot be completed except those required for provider reporting
    • IDRs may not be completed unless they are related to one of the Complaint Investigation exceptions listed above (allegation of immediate jeopardy or actual harm)


  • Medicare S&C Programs Not Affected by a Federal Government Shutdown
    • Essential Medicare Contingency Plans (these S&C activities will be covered for the first 3-4 weeks of the fiscal year)
      • Complaint Investigations alleging harm will continue to be performed.
      • Enforcement actions that result from complaint investigations may be performed so long as there is a finding of immediate jeopardy or actual harm. Temporary management or ongoing monitoring is included.
      • Revisit surveys that have been approved as exceptions or are necessary to prevent termination will continue. Revisits may occur when a provider has alleged compliance after being determined noncompliant and the revisit is necessary to determine that compliance and prevent a termination of Medicare. The termination of Medicare must be likely to threaten the safety of human life by creating negative consequences for beneficiaries.

The length of time that these activities will be postponed in contingent upon the length of the government shutdown. CMS Compliance Group recommends that if your facility is in its survey window that you continue to prepare for your recertification survey as if it could happen at any time. If you would like to discuss how CMSCG can help you prepare for survey with our mock survey and other survey preparation services, please contact us.

Reach out today and let's get started!

Urgent Compliance Concern? Call CMSCG

(631) 692-4422
cmscg podcast. five-star quality

Contact CMS Compliance Group

© 2011-2024 CMS Compliance Group, Inc. All Rights Reserved. Privacy Policy